Registered Investment Advisor - RIA
2020-08-14 14:06
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An advisor, registered with the Securities and Exchange Commission, who manages the investments of others. |||This registration doesn't mean that the person is recommended by the SEC, it simply means that they are regulated by the SEC.
In general, an RIA with more than $25 million under management must register with the SEC. RIAs managing less than $25 million are registered at the state level.
